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HOSTED EVENT | Broker Dealer September 17, 2019 New York, NY Description Mazars USA is hosting a broker dealer forum on September 17 in New York City....
It’s that time of the year again where most broker dealers, FINOPs, and auditors are hectically working to comply with the SEC requirement of filing...
Could you please start by letting us know about yourself ? I’m the CEO for the Americas at SCOR Global P&C. I joined SCOR 9...
All Industries December 5, 2017 | 11 AM EST Richard Bloom | Partner, Mazars USA LLP Tifphani White-King | Partner, Mazars USA LLP James Wienclaw...
CONFERENCES | Financial Services October 16-18, 2017 | Washington, DC Learn more about this event. Description Mazars USA will exhibit at the upcoming NSCP National Conference...
Another Annual Inspection Report It’s late summer, which means the PCAOB Annual Report on the Interim Inspection Program Related to Audits of Brokers and Dealers...
Over the past few years, we have witnessed continued interest in mergers, acquisitions and consolidations of Registered Investment Advisers (“RIAs”). Acquisitions of RIAs are motivated...
CONFERENCES | Broker Dealers May 4, 2017 | New York, NY Learn more about this event. Description Charles Pagano, Partner will moderate the Accounting Update...