Governance Risk and Compliance

The increasingly regulated business environment in the United States and internationally, requires companies to demonstrate their honesty, transparency, ethical behavior and long-term sustainability, as well as identify and manage risks.

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We help you understand current and emerging governance, regulatory and compliance challenges, mitigating your risks and allowing you to focus on growth. Our skilled specialists assist with developing and maintaining effective internal audit departments, identify and address risks associated with IT systems, obtain the Service Organization Control reports required by key customers, and maintain SOX and other compliance in an environment of rapidly changing regulatory requirements.


Offering you the expertise to support the compliance control framework through risk assessments, audits, resolution of violations, and validating enhancements.

BSA/AML   Compliance Audits
Consumer Compliance Model Risk Management
Compliance Requirements for Money Service Businesses CECL
Evolution of Payments  

Providing outsourced and co-sourced internal audit services, supported by subject matter experts in IT, cybersecurity and regulatory compliance.

Enterprise Risk Assessment/Management   SOX Program Management Assessment & Testing
Internal/External Audit Support
   IT Audit

Proactively evaluating your IT audit program to address current and future risks.

ERP Control Solutions   IT Risk Assessment
Sustainability Audit

Helping your clients build trust and confidence in your internal control environment

SOC Reports   SOC Readiness Assessment

Ranjit Jaswal | Principal
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