GOVERNANCE, RISK AND COMPLIANCE



The increasingly regulated business environment in the United States and internationally, requires companies to demonstrate their honesty, transparency, ethical behavior and long-term sustainability, as well as identify and manage risks. Depending upon the sector in which you operate, there may be specific regulatory drivers your organization must comply with.

 
HOW MAZARS CAN HELP
Our team of experts successfully addresses the corporate governance, risk management and internal audit requirements for a range of entities, applying practical, effective solutions. We work closely with your senior management to consistently address your business needs and assist in ensuring that the latest regulations and guidelines are followed.

OUR SERVICES
RISK AND CONTROL SOLUTIONS

Risk management is much more than an insurance policy. Any significant business obstacle can threaten the health of your company or prevent strategic objectives from being achieved. Our services assist in identifying and addressing key internal and external risks, adding value to your organization. Our risk services consist of:

  • Internal Audit Outsourcing / Co-Sourcing
  • Quality Assessment Review (QAR)
  • SOC 1 and SOC 2
  • Internal Control Focused Reviews
  • Human Rights and CSR Monitoring
  • SOX Compliance
  • Vendor Contract and Compliance Audits
  • Enterprise Risk Management


  • INFORMATION TECHNOLOGY SOLUTIONS

    Organizations must understand and manage technology related risks, whether from external sources or from sources within the company. Although such risks are common, it is often difficult to objectively assess and manage them. Our IT assurance services provide a comprehensive approach to managing risk. Our Information Technology Assurance Services team provide an independent view of the technology risks that you face and the adequacy and effectiveness of your controls on the confidentiality, integrity and availability of your systems and data. Our IT services consist of:

  • Cybersecurity & Data Privacy
  • Organizational Resilience
  • Security Compliance Advisory
  • IT General Controls Review
  • Pre-and-Post Implementation Reviews

  • SPECIALTY INDUSTRY SOLUTIONS

    Insurance

  • MGA / TPA Inspections
  • Ceding Company Audits
  • Coverholder Audits
  • Litigation and Arbitration Support
  • E-Discovery

  • Banking

  • Governance/ERM
  • Consumer Compliance Regulations
  • BSA/AML/OFAC
  • Regulatory Sanctions and Stipulations
  • Credit Risk Management and Loan Reviews


  • OTHER SOLUTIONS

  • Data Analytics
  • E-Discovery
  • Forensic & Computer Forensic Investigations
  • Industry Expert






    Rob Kastenschmidt
    Partner

    414.405.5704
    Email Me
    Detailed Profile


     






         





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    Transform


    Transform your business
    Human Capital and Change Leadership
    Operational Excellence
    Target Operating Models


    Execute


    Execute more effectively
    Technology Enablement
    Analytics and Insight
    Strategic Sourcing and Logistics


    Protect


    Protect Your Assets
    Governance, Risk and Compliance
    Organizational Resilience
    Cybersecurity and Data Privacy