Internal Audit for Financial Institutions

Internal audit is critical for financial institutions. Failing to maintain effective, efficient internal controls can have costly consequences for your organization.

Mazars is adept at handling even the most difficult controls challenges. We provide value-added services to financial institutions of all kinds, helping you to improve business processes and controls, information technology and strategic initiatives.

Our Partners specialize in serving the banking sector and understand your unique needs. We give you a strategic advantage in today’s volatile markets.

Our internal audit services are performed in accordance with the professional standards promulgated by The Institute of Internal Auditors (IIA). They comply with COSO and COBIT frameworks and we meet the requirements specified by the FFIEC Interagency Guidance on the Internal Auditing and Outsourcing (FFIEC Guidance). We deliver a higher level of expertise, diligence and cost control to our clients.

Our comprehensive service offering includes:

Internal Audit Services

  • Strategic Advisors for Governance, Compliance and Regulatory Matters
  • Risk Assessment Modeling and Evaluation
  • Audit Plan Development
  • Manage, Support or Perform the Internal Audit Function
  • Assess People, Organizational Processes and the Internal Control Environment for All Functional Areas

Information Technology Audit Services

  • Risk Evaluation of the EDP Environment
  • Data Center Controls Evaluation
  • Disaster Recovery Plans and Procedures
  • Electronic Banking and the Internet/Intranet Control Environment
  • Review Compliance with GLBA and Business Continuity

Sarbanes-Oxley and FDICIA

  • Assist with Documentation, Evaluation, Implementation and Testing of the Program

Other Consulting Services

  • Assistance in Remediating Regulatory Sanctions
  • Quality Assessment Reviews
  • Conducting Special Audits in Area of BSA/AML
  • Credit Risk Management Services
  • Loan Reviews and ALLL Validation

 







Internal Audit for Financial Institutions

Internal audit is critical for financial institutions. Failing to maintain effective, efficient internal controls can have costly consequences for your organization.

Mazars is adept at handling even the most difficult controls challenges. We provide value-added services to financial institutions of all kinds, helping you to improve business processes and controls, information technology and strategic initiatives.

Our Partners specialize in serving the banking sector and understand your unique needs. We give you a strategic advantage in today’s volatile markets.

Our internal audit services are performed in accordance with the professional standards promulgated by The Institute of Internal Auditors (IIA). They comply with COSO and COBIT frameworks and we meet the requirements specified by the FFIEC Interagency Guidance on the Internal Auditing and Outsourcing (FFIEC Guidance). We deliver a higher level of expertise, diligence and cost control to our clients.

Our comprehensive service offering includes:

Internal Audit Services

  • Strategic Advisors for Governance, Compliance and Regulatory Matters
  • Risk Assessment Modeling and Evaluation
  • Audit Plan Development
  • Manage, Support or Perform the Internal Audit Function
  • Assess People, Organizational Processes and the Internal Control Environment for All Functional Areas

Information Technology Audit Services

  • Risk Evaluation of the EDP Environment
  • Data Center Controls Evaluation
  • Disaster Recovery Plans and Procedures
  • Electronic Banking and the Internet/Intranet Control Environment
  • Review Compliance with GLBA and Business Continuity

Sarbanes-Oxley and FDICIA

  • Assist with Documentation, Evaluation, Implementation and Testing of the Program

Other Consulting Services

  • Assistance in Remediating Regulatory Sanctions
  • Quality Assessment Reviews
  • Conducting Special Audits in Area of BSA/AML
  • Credit Risk Management Services
  • Loan Reviews and ALLL Validation


    Mazars > Services > Governance Risk And Compliance > Internal Audit for Financial Institutions
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Mazars USA LLP is an independent member firm of Mazars Group. Legal and privacy policy Contact us Terms and Conditions



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© 2017 Mazars USA LLP is an independent member firm of Mazars Group.